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Securities Investor Protection Act
Results: 1008

#	Item
171	Investor Advisory Committee Meeting Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-21 11:10:37 Late-2000s financial crisis Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Municipal Securities Rulemaking Board Economy of the United States Business Self-regulatory organizations United States securities law Financial regulation
172	SEC-14 SYSTEM NAME: SEC Financial and Acquisition Management System SYSTEM LOCATION: 1. Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-14 16:46:45 Corporate crime U.S. Securities and Exchange Commission United States securities law Government Freedom of Information Act Security Government procurement in the United States Privacy Act Investor Protection and Securities Reform Act United States administrative law Law Politics of the United States
173	NEW YORK, NEW YORK Bond No. EXCESS SIPC SURETY BOND (the "Surety Bond") WHEREAS Securities Investor Protection Corporation (hereinafter referred to as "SIPC") has Add to Reading List Source URL: www.capcoexcess.com. Language: English - Date: 2012-09-17 14:59:33 Economics Insurance Investment Securities Investor Protection Corporation Surety bond Institutional investors Securities Investor Protection Act Bond Customer equity Financial economics Sureties Law
174	SEC-56 SYSTEM NAME: Mailing, Contact and Other Lists. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Records are also maintained in the SEC Regional Offices. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-02 15:20:07 United States securities law Public records Security Financial regulation Law Government Freedom of Information Act Investor Protection and Securities Reform Act Corporate crime U.S. Securities and Exchange Commission Privacy Act
175	Microsoft Word - Aristo_GIoMiFIDaoTwithLogo_Dez2010.doc Add to Reading List Source URL: www.aristo.li Language: English - Date: 2011-01-10 04:31:48 Economics Markets in Financial Instruments Directive Custodian bank Financial services Investment management Valuation Investment banking Investor Protection and Securities Reform Act Financial markets Financial economics Finance
176	Microsoft Word - SIPC_Madoff Exhibit H Proposed Order Ex Parte Application … Add to Reading List Source URL: www.madofftrustee.com Language: English - Date: 2011-12-08 12:05:10 Finance Insolvency Bankruptcy Securities Investor Protection Corporation Bernard Madoff Irving Picard Bankruptcy and Insolvency Act Consumer bankruptcy in Canada Madoff investment scandal Business Economics
177	#..SEC-37 System name: Automated Personnel Management Information System--SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:02:53 Freedom of information legislation Public records Law Government Ethics Dodd–Frank Wall Street Reform and Consumer Protection Act Investor Protection and Securities Reform Act Corporate crime U.S. Securities and Exchange Commission Freedom of Information Act
178	A Message from the SIPA Trustee’s Chief Counsel, David J. Sheehan Note: As of January 23, 2015, the SIPA Trustee has recovered or entered into agreements to recover $[removed]billion; the Madoff Victim Fund (MVF) holds a Add to Reading List Source URL: www.madofftrustee.com Language: English - Date: 2015-01-23 17:39:11 Financial economics Securities Investor Protection Corporation Bernard Madoff Irving Picard Securities Investor Protection Act Recovery of funds from the Madoff investment scandal Madoff investment scandal Finance Business
179	Management Development and Compensation Committee Charter Adopted: Amended: Amended: December 13, 2006 Add to Reading List Source URL: ir.monotype.com Language: English - Date: 2014-01-29 07:14:31 Corporations law Private law SEC filings United States corporate law Executive pay Regulation S-K Board of directors Form 10-K Investor Protection and Securities Reform Act Management Corporate governance Business
180	Nos[removed], [removed]and[removed]In the Supreme Court of the United States STERLING EQUITIES ASSOCIATES, ET AL., PETITIONERS Add to Reading List Source URL: www.madofftrustee.com Language: English - Date: 2012-07-11 17:33:26 Financial system Securities Investor Protection Corporation Bernard Madoff Irving Picard Securities Investor Protection Act Security U.S. Securities and Exchange Commission Securities market Participants in the Madoff investment scandal Madoff investment scandal Business Finance

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